![]() If you lost money on investments with William Smith and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. has recovered more than $300 million on behalf of victimized investors. Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. FINRA reports that two complaints and/or arbitration claims were filed involving William Smith’s conduct with UBS Financial Services, Inc., alleging unsuitable recommendations, unsuitable purchase, and/or misrepresentation. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. William Smith was previously licensed with UBS Financial Services, Inc. This means that unless we recover money for you, we charge no attorney’s fee. Further, we handle our cases on a contingency fee basis. There is no charge for an evaluation of your case. and/or Ameriprise Financial Services, Inc. ![]() Key Principal: Tom Smith MG See more contacts Industry: Investors, nec. ![]() If you lost money on investments with William Smith and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against UBS Financial Services, Inc. / OTHER FINANCIAL INVESTMENT ACTIVITIES / UNITED STATES / GEORGIA / ATLANTA / Ttv Capital Ttv Capital. This is because UBS Financial Services, Inc. If you lost any money on investments with William Smith, you may be able to recover your losses from UBS Financial Services, Inc. These complaints and/or arbitration claims both settled, with the largest settling for $247,500. ![]() William Smith was previously licensed with UBS Financial Services, Inc. William Smith has been licensed with Ameriprise Financial Services, Inc. (William Smith) Formerly Licensed with UBS Financial Services, Inc. Goodman & Nekvasil P.A., May Recover Investor Losses – William Ware Smith Jr. ![]()
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